CASS Training for UK Safeguarding Institutions

Partner: Udemy
Affiliate Name:
Area:
Description: This comprehensive course is designed to provide participants with a thorough understanding of the regulatory framework governing Client Assets (CASS). The course covers key principles and requirements set forth by the Financial Conduct Authority to protect safeguard client funds. Participants will explore topics such as segregation of client funds, record-keeping, reporting obligations. The course also addresses recent regulatory developments and their implications for financial institutions. The course also outlines the consequences of non-compliance. In this course we cover the main CASS chapters such as CASS 15 (Safeguarding of client funds), CASS 10A (Resolution Pack), SUP 16 (Safeguarding return). We will also cover the requirement for Safeguarding Institutions to have an annual CASS audit by independent auditors. By the end of the course, participants will be equipped with the knowledge and skills necessary to navigate the complexities of client assets regulation and ensure adherence to regulatory standards. This course is ideal for those seeking to learn the regulation as a beginner, intermediate or as a refresher course. It is ideal for compliance officers, financial professionals, and anyone involved in the management of client assets or working in the financial services sector who might need knowledge and awareness of the Client Asset Regulation and how they might impact their day to day activities at their workplace.
Category:
Partner ID:
Price: 29.99
Commission:
Source: Impact
Go to Course